Compliance Specialist
Perigon ·perigongroup.com.au
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About the Organisation
Our client is a well established financial services organisation with a strong reputation in the industry. They're currently investing in strengthening their compliance and governance framework, and are looking to grow their compliance team with a Compliance Specialist.
About the Role
This is a properly generalist compliance role sitting within a great team. You'll play a key part in ensuring the organisation meets its regulatory and governance obligations, working closely with the Compliance Manager and a team of specialists. Given the breadth of the role, this suits someone who enjoys variety and wants true end to end exposure across compliance, rather than a narrow, siloed function.
Responsibilities
Our client is a well established financial services organisation with a strong reputation in the industry. They're currently investing in strengthening their compliance and governance framework, and are looking to grow their compliance team with a Compliance Specialist.
About the Role
This is a properly generalist compliance role sitting within a great team. You'll play a key part in ensuring the organisation meets its regulatory and governance obligations, working closely with the Compliance Manager and a team of specialists. Given the breadth of the role, this suits someone who enjoys variety and wants true end to end exposure across compliance, rather than a narrow, siloed function.
Responsibilities
- Managing breach identification, assessment and reporting processes
- Reviewing marketing and disclosure material
- Supporting AML/CTF obligations and monitoring
- Building and maintaining strong relationships with internal stakeholders, including at senior level
- Supporting oversight of relationships with external service providers from a compliance perspective
- Contributing to the ongoing development of compliance policies, procedures and governance documentation
- A legal background is highly regarded, along with experience from a mid to large sized financial services organisation
- Strong communication skills, both written and verbal, are essential given the stakeholder facing nature of this role
- Confident engaging with senior stakeholders
- Experience with breach management is a key requirement
- Working knowledge of AML/CTF obligations is highly regarded, though not essential
- A proactive self starter who is comfortable owning tasks and working autonomously within a small team
Frequently asked questions
Who is hiring for the Compliance Specialist role?
Perigon is hiring for the Compliance Specialist position, a Shazamme client. Apply directly on the employer's career site.
Where is the Compliance Specialist job located?
The Compliance Specialist role with Perigon is based in Brisbane, QLD, AU.
Is the Compliance Specialist role full-time or contract?
This is a full time position at Perigon.
What experience level is the Compliance Specialist role?
The Compliance Specialist position is aimed at mid-level candidates.
How do I apply for the Compliance Specialist role at Perigon?
Apply directly on Perigon's career page via the Apply button on this listing. ZammeJobs links straight through to the employer's ATS — no third-party form, no resume database.