Compliance Officer (Manager / Senior Manager)

About the Role
This is a rare opportunity to build and lead the compliance framework from ground up. Reporting to the Taiwan General Manager and Hong Kong Compliance Head, you will play a key role in ensuring compliance with Taiwan insurance regulations, supporting corporate governance, managing regulatory relationships, and promoting a strong compliance culture across the organisation.

Key Responsibilities

• Develop, implement, and maintain the company's compliance framework in accordance with Taiwan insurance regulations.
• Monitor regulatory developments and advise management on compliance risks and regulatory changes.
• Establish and enhance compliance policies, internal controls, and governance processes.
• Manage regulatory reporting, inspections, licensing matters, and communications with regulatory authorities.
• Oversee compliance monitoring, AML/CFT programmes, risk assessments, and remediation initiatives.
• Provide compliance advice and training to business teams while promoting a strong compliance culture.
• Partner with management to support strategic initiatives while ensuring regulatory compliance.

Requirements

• Experience in Compliance, Risk, Legal & Compliance, or Regulatory Affairs within insurance, insurance brokerage, or financial services.
• Strong knowledge of Taiwan insurance regulations, corporate governance, AML/CFT, and regulatory reporting.
• Experience liaising with regulators and managing regulatory inspections or audits is preferred.
• Strong analytical, communication, stakeholder management, and problem-solving skills.

CW
BeathChapman Pte Ltd