Regulatory Compliance Officer
Empresaria Group PLC ·www.empresaria.com
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Executive search firm Monroe Consulting Group Philippines is recruiting on behalf of a well-established, BSP-regulated financial technology company in the Philippines. The organization provides a range of digital financial services, including e-wallet solutions that enable users to send money, pay bills, and purchase mobile load, as well as other digital financial services within its regulated ecosystem.
Our client is currently seeking an experienced and dynamic Regulatory Compliance Officer who will work closely with the Chief Compliance Officer and various business units to ensure the company remains fully compliant with applicable regulatory requirements. The role is based in BGC, Taguig City, with a hybrid work arrangement.
Key Responsibilities
Our client is currently seeking an experienced and dynamic Regulatory Compliance Officer who will work closely with the Chief Compliance Officer and various business units to ensure the company remains fully compliant with applicable regulatory requirements. The role is based in BGC, Taguig City, with a hybrid work arrangement.
Key Responsibilities
- Work closely with the Chief Compliance Officer, and other Business Units to ensure that the Company is compliant with its various regulatory compliance obligations
- Assist the Chief Compliance Officer to define the requirements for regulatory compliance and develop compliance risk assessment programs according to the annual compliance plan
- Assist the Chief Compliance Officer to identify risks and recommend solutions and implementation strategies for compliance issues to management and employees of all business units
- Provide compliance training to compliance managers on effectively carrying compliance programs for all employees in order for them to be knowledgeable of organizational policies, and federal/state standards
- Review and revise compliance policies on a regular basis and coordinate with other departments including internal audit and risk management
- Supervise, guide, and counsel compliance teams and monitor their implementation of key compliance strategies, initiatives and action plans
- Oversee internal and external funding sources and budgeting within compliance units to ensure successful implementation of the compliance mission
- Consult and report to the chief compliance officer regarding all compliance related initiatives, corrective actions, and reviews
- Manage the Regulatory Compliance Team
- Ensure that the business operations are executed within the legal and ethical boundaries set by the regulations
- Execution of Compliance Program to recognize areas where the company might be vulnerable to non-compliance
- Assist the BSP/Internal Auditors/External Auditors in conducting its periodic audit with the company
- Bachelor’s degree in law, finance, business management, or a related field
- 3-5 years’ proven experience in a Compliance Officer role
- Good knowledge of legal requirements and procedures
- With people managing experience
- Brilliant oral and written communication skills
- Highly-analytical with strong attention to detail
Frequently asked questions
Who is hiring for the Regulatory Compliance Officer role?
Empresaria Group PLC is hiring for the Regulatory Compliance Officer position, a Shazamme client. Apply directly on the employer's career site.
Where is the Regulatory Compliance Officer job located?
The Regulatory Compliance Officer role with Empresaria Group PLC is based in Taguig, PH. The role is hybrid-friendly.
Is the Regulatory Compliance Officer role remote?
Yes — the Regulatory Compliance Officer position at Empresaria Group PLC is hybrid. Candidates based in PH are preferred.
Is the Regulatory Compliance Officer role full-time or contract?
This is a full time position at Empresaria Group PLC.
What experience level is the Regulatory Compliance Officer role?
The Regulatory Compliance Officer position is aimed at mid-level candidates.
How do I apply for the Regulatory Compliance Officer role at Empresaria Group PLC?
Apply directly on Empresaria Group PLC's career page via the Apply button on this listing. ZammeJobs links straight through to the employer's ATS — no third-party form, no resume database.