Risk and Compliance Officer
Profusion Group ·www.profusiongroup.com
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The Business
An established Australian financial services group operating across four connected business segments: Private Wealth, Financial Planning, a general advice publication and SMSF Administration and Accounting.
The Opportunity
Looking for the right person to manage their compliance function within an advice environment within an AFSL. They hold their own AFSL and work with external compliance and legal consultants for complex, specialist, or high-risk matters.
The Functions
Depending on your skills and experience, you will:
They are not looking for a superhero. They want the right person who can grow in the role, achieve key functions, and still leverage external resources for complex areas. They are open to candidates from Junior-mid levels who can grow into the role or deliver key functions with support.
What is valued
If you’re a compliance professional who wants to grow and have real ownership without being expected to cover every specialist function alone, we want to hear from you.
An established Australian financial services group operating across four connected business segments: Private Wealth, Financial Planning, a general advice publication and SMSF Administration and Accounting.
The Opportunity
Looking for the right person to manage their compliance function within an advice environment within an AFSL. They hold their own AFSL and work with external compliance and legal consultants for complex, specialist, or high-risk matters.
The Functions
Depending on your skills and experience, you will:
- Own and maintain the compliance framework
- Build and deliver compliance training
- Run file reviews and provide constructive feedback to advisers
- Coordinate work with external compliance advisors
They are not looking for a superhero. They want the right person who can grow in the role, achieve key functions, and still leverage external resources for complex areas. They are open to candidates from Junior-mid levels who can grow into the role or deliver key functions with support.
What is valued
- Clear and concise writing – policies that read like English, not legalese
- Comfort in dealing with advisers, planners and leadership
- A practical implementer
- Curious about the business – interested in how advice is given, portfolios constructed and SMSFs administered
- Self-starter who can build and grow the function
If you’re a compliance professional who wants to grow and have real ownership without being expected to cover every specialist function alone, we want to hear from you.
Frequently asked questions
Who is hiring for the Risk and Compliance Officer role?
Profusion Group is hiring for the Risk and Compliance Officer position, a Shazamme client. Apply directly on the employer's career site.
Where is the Risk and Compliance Officer job located?
The Risk and Compliance Officer role with Profusion Group is based in Sydney, NSW, AU.
What does the Risk and Compliance Officer role pay?
Profusion Group lists the Risk and Compliance Officer role at AUD 110,000–150,000 per year.
Is the Risk and Compliance Officer role full-time or contract?
This is a full time position at Profusion Group.
What experience level is the Risk and Compliance Officer role?
The Risk and Compliance Officer position is aimed at mid-level candidates.
How do I apply for the Risk and Compliance Officer role at Profusion Group?
Apply directly on Profusion Group's career page via the Apply button on this listing. ZammeJobs links straight through to the employer's ATS — no third-party form, no resume database.