Compliance Department [Anti-Money Laundering, Wholesale Compliance Operations, Trading Management Operations]

Introduction

The Compliance Department is seeking a seasoned professional to oversee critical areas of compliance, including anti-money laundering and transaction management. This role is essential for maintaining regulatory standards and ensuring the integrity of operations across the organization.

About the Role

As a key member of the Compliance Department, you will focus on monitoring transactions, managing corporate relationships, and developing compliance strategies in collaboration with various business units. This position will involve supervising compliance frameworks and maintaining adherence to legal requirements.

Responsibilities

• Transaction Monitoring: Oversee and review trading activities, ensuring compliance with regulations and internal policies.
• Compliance Strategy Development: Collaborate with product and corporate divisions to establish and supervise compliance measures across local and international operations.
• Regulatory Oversight: Maintain and enhance the compliance framework for the organization and its subsidiaries, ensuring ongoing adherence to laws and regulations.
• Collaboration: Work closely with relevant departments to ensure that compliance practices are integrated into business operations.

Requirements

• Mandatory: Proven experience in compliance roles, particularly in financial services.
• Preferred:
• Expertise in areas such as anti-money laundering and related compliance practices.
• Experience in major foreign or domestic financial institutions.
• Background in front-office operations with specialized knowledge.
• Familiarity with financial instruments and regulations.
• Business-level proficiency in English.
• Experience with compliance system implementation and utilization.

Why Apply

This role offers the opportunity to shape compliance strategies within a prominent financial organization. You will play a critical part in safeguarding the institution against risks and ensuring regulatory compliance, making a meaningful impact in the field of finance. If you have a passion for compliance and wish to contribute to a robust compliance culture, this position is an ideal fit.